Brent Banker
Brent Banker is a registered investment advisor at Ameriprise Financial Services, LLC, based in The Woodlands, TX, with 30 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
8505 Technology Forest Pl, Ste 203, The Woodlands, TX, 77381-1158
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2015Customer Dispute
January 2015Other Business Activities
Brent owns real estate and another business, both deemed not investment-related. He also has outside employment with NSRAS, LLC, dedicating minimal time to it.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wm Financial Services, INC.Broker
Wm Financial Services, INC.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Mony Securities CORP.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.