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CFP

Darren Bobley

Ameriprise Financial Services, LLC
26 Years of Experience
The Woodlands, TX
3 DisclosuresBroker
View SEC Summary
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Darren Bobley is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in The Woodlands, TX, with 26 years of industry experience. Darren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

24 Waterway Ave, Ste 1400, The Woodlands, TX, 77380-3391

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Denied
Customer Dispute
September 2015
Denied
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Darren owns shares of Ocrulus Inc., a company founded by his uncle, since 2015. He is a passive shareholder and spends minimal time on this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2023 - Present · 3 yrs
Ameriprise Financial Services, LLC
October 2023 - Present · 3 yrs
Ameriprise Financial Services, LLC
October 2023 - Present · 3 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2014 - October 2023 · 9 yrs 7 mos
Raymond James Financial Services, INC.Broker
March 2014 - October 2023 · 9 yrs 7 mos
Oppenheimer & CO. INC.
February 2009 - March 2014 · 5 yrs 1 mo
Oppenheimer & CO. INC.Broker
February 2009 - March 2014 · 5 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley
September 2005 - April 2007 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
April 2005 - April 2007 · 2 yrs
Merrill Lynch Pierce Fenner & Smith INC.
July 2004 - January 2005 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2000 - April 2005 · 4 yrs 6 mos
Citicorp Investment ServicesBroker
May 2000 - October 2000 · 5 mos
Lehman Brothers INC.Broker
March 1992 - September 1992 · 6 mos
State Registrations26 states
CACOFLGAHIIAILKSLAMDMIMNMOMSNCNJNMNVNYOKORSCTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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