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Roger Metz

Robert W. Baird & CO. Incorporated
43 Years of Experience
Dallas, TX
4 DisclosuresBroker
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Roger Metz is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Dallas, TX, with 43 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

8333 Douglas Ave, Ste 1000, Dallas, TX, 75225

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2016
Denied
Customer Dispute
January 2001
Settled
Customer Dispute
October 1998
Denied
Customer Dispute
September 1991
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Roger is a board member at Gladney Center for Adoption, where he participates in committee assignments and helps create the annual budget. He dedicates minimal time to this activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2010 - Present · 16 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
August 2010 - Present · 16 yrs 2 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - August 2010 · 1 yr 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2010 · 1 yr 2 mos
Citigroup Global Markets INC.
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1983 - July 1993 · 9 yrs 10 mos
State Registrations46 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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