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JB
CFP
JB
CFP

Joel Berg

Robert W. Baird & CO. Incorporated
16 Years of Experience
Dallas, TX
1 DisclosureBroker
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Joel Berg is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Dallas, TX, with 16 years of industry experience. Joel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

8333 Douglas Ave, Ste 1000, Dallas, TX, 75225

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History

Regulatory History (1)
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Criminal
February 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joel is an officer (Treasurer) for the Assistance Center of Collin County, a non-profit organization, dedicating a few hours per week to reviewing budgets and financial statements. He also spends minimal time at Carter Financial Management, a support company.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2023 - Present · 3 yrs
Robert W. Baird & CO. IncorporatedBroker
October 2023 - Present · 3 yrs
Previous Registrations
Carter Advisory Services, INC
March 2015 - October 2023 · 8 yrs 7 mos
Raymond James Financial Services Advisors, INC
September 2010 - October 2023 · 13 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2010 - October 2023 · 13 yrs 6 mos
State Registrations25 states
ARAZCACOCTDCFLGAIDILLAMAMONCNMNVNYOHOKORSCTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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