NG
CFP
NG
CFP

Neil Grant

29 Years of Experience
Dallas, TX
1 DisclosureBroker

Neil Grant is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Dallas, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

8333 Douglas Ave, Ste 1000, Dallas, TX, 75225

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Settled
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
December 2011 - Present · 14 yrs 5 mos
Robert W. Baird & CO. Incorporated
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
July 1997 - April 2007 · 9 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
January 1997 - May 1997 · 4 mos
Northwestern Mutual Investment Services, INC.Broker
July 1996 - May 1997 · 10 mos
State Registrations27 states
ARAZCACODCFLGAILINKSKYLAMOMSNCNDNJNMNVNYOHOKPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.