NG
CFP
NG
CFP

Neil Grant

30 Years of Experience
Dallas, TX
1 DisclosureBroker

Neil Grant is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Dallas, TX, with 30 years of industry experience. Neil is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

8333 Douglas Ave, Ste 1000, Dallas, TX, 75225

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Settled
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
December 2011 - Present · 14 yrs 10 mos
Robert W. Baird & CO. Incorporated
December 2011 - Present · 14 yrs 10 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
July 1997 - April 2007 · 9 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
January 1997 - May 1997 · 4 mos
Northwestern Mutual Investment Services, INC.Broker
July 1996 - May 1997 · 10 mos
State Registrations29 states
ALARAZCACODCFLGAILINKSKYLAMOMSNCNDNJNMNVNYOHOKPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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