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Deron Ferrell

Transamerica Financial Advisors, LLC
42 Years of Experience
Austin, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Deron Ferrell is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Austin, TX, with 42 years of industry experience. Deron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1106 Clayton LN, Suite 225E, Austin, TX, 78723

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Deron is involved in sales of insurance and non-insurance products through Wealthwave, affiliated with Transamerica Financial Advisors, Inc. He also has a personal investment in oil and gas exploration, is the president of Ferrell Financial Enterprises Inc, and spends minimal time on this activity.

Employment History
Current Registrations
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
July 2006 - January 2012 · 5 yrs 6 mos
Intersecurities, INC.
July 2002 - August 2006 · 4 yrs 1 mo
World Group Securities, INC.Broker
March 2002 - January 2012 · 9 yrs 10 mos
Wma Securities, INC.Broker
April 1994 - April 2002 · 8 yrs
Intersecurities, INC.Broker
March 1992 - June 1994 · 2 yrs 3 mos
First American National Securities, INC.Broker
September 1983 - February 1992 · 8 yrs 5 mos
State Registrations12 states
ARAZFLGANCNJNMNVPRTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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