Gregory Waters
Gregory Waters is a CFP-designated registered investment advisor at LPL Financial LLC, based in Chesterfield, MO, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
14515 N. Outer 40 Road Ste 100, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2010Customer Dispute
March 2005Other Business ActivitiesSells Insurance
Gregory operates Waters Financial Group, Inc. as a DBA for his LPL business. He also runs Waters Financial Group Inc as an insurance agency, dedicating a few hours per week to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Waters Financial Group, INC.
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Ffp Securities, INC.Broker
O. R. Securities, INC.Broker
Wzw Financial Services, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.