John Gallagher
John Gallagher is a registered investment advisor at LPL Financial LLC, based in Naples, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
999 Vanderbilt Beach Rd, Ste 200, Naples, FL, 34108
Get directionsHistory
Regulatory History (9)
Judgment / Lien
March 2019Judgment / Lien
September 2018Judgment / Lien
September 2018Judgment / Lien
December 2015Judgment / Lien
June 2013Judgment / Lien
March 2013Judgment / Lien
December 2012Judgment / Lien
October 2012Customer Dispute
June 2012Other Business ActivitiesSells Insurance
John sells non-variable insurance since 2003 and is a board member for the MS Society Gateway Chapter since 2008, dedicating minimal time. He also operates under several DBAs: ONY - Sirius Wealth Management LLC (since 2008), CECU Wealth Management (since 2011), and UHY Financial Services (since 2013).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sirius Wealth Management, LLC
Securian Financial Services, INC.
Rf Advisors LLC
Securian Financial Services, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.