William Brennan
William Brennan is a registered investment advisor at LPL Financial LLC, based in Chesterfield, MO, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
400 Chesterfield Center,, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2018Customer Dispute
June 2017Other Business ActivitiesSells Insurance
William operates under multiple DBAs for his LPL business and is involved in real estate rental. He also sells fixed, non-variable life insurance, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Edward JonesBroker
AXA Advisors, LLCBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.