William Brennan
William Brennan is a registered investment advisor at LPL Financial LLC, based in Chesterfield, MO, with 26 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
400 Chesterfield Center,, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2018Customer Dispute
June 2017Other Business ActivitiesSells Insurance
William operates under multiple DBAs for his LPL business and is involved in real estate rental. He also sells fixed, non-variable life insurance, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Edward JonesBroker
AXA Advisors, LLCBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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