LC
LC

Laurance Clark

39 Years of Experience
Boston, MA
3 DisclosuresBroker

Laurance Clark is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

28 State Street 26th Floor, Boston, MA, 02109

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Denied
Customer Dispute
March 2017
Denied
Customer Dispute
March 2010
Settled
Other Business Activities

Laurance is a general partner of Avery Clark, LLC and CLARK, CLARK LP, collecting and distributing royalties. He also holds positions on finance and investment committees for several organizations, and is the assistant treasurer for Avery Island Inc.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
October 2008 - June 2009 · 8 mos
UBS Financial Services INC.
October 1997 - October 2008 · 11 yrs
UBS Financial Services INC.Broker
January 1995 - October 2008 · 13 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
July 1986 - January 1995 · 8 yrs 6 mos
State Registrations36 states
ALAZCACOCTDCDEFLGAHIIDILKSLAMAMDMEMIMOMTNCNENHNJNYOHORPARISCTNTXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laurance Clark - Financial Advisor | TrueAdvisor