DN
DN
David Nagler is a registered investment advisor at New Line Capital, LLC, based in Santa Fe, NM, with 39 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 27 clients with $29M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
27 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$29.3M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are negotiable. Minimum annual fee of $10,000 may also be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Santa Fe, NM
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Civil
June 2025Pending
Regulatory
February 2015Final
Regulatory
March 2007Final
Employment Separation After Allegations
December 2006Employment Separation After Allegations
November 2005Customer Dispute
February 1999Award / Judgment
Employment History
Current Registrations
New Line Capital, LLC
July 2007 - Present · 18 yrs 10 mos
Previous Registrations
Morgan Stanley
December 2005 - December 2006 · 1 yr
Morgan Stanley Dw INC.Broker
December 2005 - December 2006 · 1 yr
Citigroup Global Markets INC.
April 2002 - November 2005 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
April 2002 - November 2005 · 3 yrs 7 mos
UBS Painewebber INC.Broker
May 1996 - April 2002 · 5 yrs 11 mos
Sutro & CO. IncorporatedBroker
November 1992 - May 1996 · 3 yrs 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1989 - November 1992 · 3 yrs 4 mos
American General Securities IncorporatedBroker
July 1986 - July 1989 · 3 yrs
Nel Equity Services CorporationBroker
December 1983 - October 1984 · 10 mos
State Registrations1 state
NM
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.