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John Cooley

Colorado Financial Service Corporation
33 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

John Cooley is a registered investment advisor at Colorado Financial Service Corporation, based in Centennial, CO, with 33 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 126 clients with $68M in assets under management.

Colorado Financial Service Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
126 clients
Average Client Portfolio
$543K average
Assets Under Management
$68.5M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.5M1.50%
$2.5M+1.50%

Fees over $2,500,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

188 Inverness Drive West, Suite 100, Centennial, CO, 80112

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 1990
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is the president and owner of Success Continuing Education since 2002, dedicating full-time hours to it, including 30 hours during trading hours. He also manages personal real estate and provides consulting services, each taking minimal time, and engages in insurance activities through Kaiser Permanente and a wholesale auto dealer as a hobby.

Employment History
Current Registrations
Colorado Financial Service Corporation
April 2018 - Present · 8 yrs
Colorado Financial Service Corporation
April 2018 - Present · 8 yrs
Colorado Financial Service CorporationBroker
April 2018 - Present · 8 yrs
Previous Registrations
Colorado Financial Service Corporation
March 2014 - April 2016 · 2 yrs 1 mo
Colorado Financial Service Corporation
September 2012 - May 2013 · 8 mos
Colorado Financial Service CorporationBroker
January 2011 - April 2016 · 5 yrs 3 mos
Invest Financial CorporationBroker
October 2009 - October 2010 · 1 yr
Intersecurities, INC.Broker
October 2004 - March 2009 · 4 yrs 5 mos
Princor Financial Services CorporationBroker
January 2003 - November 2004 · 1 yr 10 mos
Brecek & Young Advisors, INC.Broker
February 1999 - December 2002 · 3 yrs 10 mos
Centaurus Financial, INC.Broker
May 1996 - October 1997 · 1 yr 5 mos
Robert Scott Securities, INC.Broker
July 1994 - February 1995 · 7 mos
Brokers Investment CorporationBroker
August 1992 - December 1992 · 4 mos
Coast Financial Advisors, INC.Broker
August 1990 - April 1991 · 8 mos
Crowell, Weedon & CO.Broker
January 1989 - March 1990 · 1 yr 2 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
September 1987 - December 1988 · 1 yr 3 mos
Prudential-Bache Securities INC.Broker
May 1986 - October 1987 · 1 yr 5 mos
Painewebber IncorporatedBroker
September 1983 - May 1986 · 2 yrs 8 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.