Joseph Minieri
Joseph Minieri is a registered investment advisor at MML Investors Services, LLC, based in Hauppauge, NY, with 41 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
1393 Veteran's Memorial Hwy, Suite 307S, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (5)
Judgment / Lien
May 2006Regulatory
June 1998Regulatory
February 1998Customer Dispute
January 1994Customer Dispute
February 1993Other Business ActivitiesSells Insurance
Joseph is a member of the Farmingdale Chamber of Commerce since 2010, dedicating minimal time. He is also an agent for SSNA, selling health and group health insurance, dedicating about 10-20% of his time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Crown Financial Group, INC.Broker
Sharpe Capital, INC.Broker
Royce Investment Group, INC.Broker
Westfield Financial CorporationBroker
American Bond Group, INC.Broker
Diversified Equities CORP.Broker
J. W. Gant & Associates, INC.Broker
Norbay Securities INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.