Brian Bradley
Brian Bradley is a registered investment advisor at MML Investors Services, LLC, based in Hauppauge, NY, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
1393 Veteran's Memorial Hwy, Suite 307S, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (5)
Customer Dispute
December 2024Customer Dispute
March 2017Judgment / Lien
December 2015Customer Dispute
March 2015Customer Dispute
September 2009Other Business ActivitiesSells Insurance
Brian works as an insurance producer since 2022, selling business health insurance plans. This takes a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.