Steven Levin
Steven Levin is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 42 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5200 Town Center Cir Ste 600, Boca Raton, FL, 33486-1045
Get directionsHistory
Regulatory History (7)
Customer Dispute
March 2016Customer Dispute
November 2009Customer Dispute
June 2007Customer Dispute
January 1995Customer Dispute
September 1992Customer Dispute
December 1990Customer Dispute
November 1990Other Business Activities
Steven owns a business since 2005 and is the secretary of Levin since 2008. Both activities are not investment-related and take a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Dean Witter Reynolds INC.Broker
Prudential-Bache Securities INC.Broker
Richardson Greenshields Securities INC.Broker
Arch W. Roberts & CO.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.