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Carole Hall is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254
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Regulatory History (1)
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Customer Dispute
January 2001Settled
Other Business Activities
Carole is involved with a trust in Redlands, California since February 2023. This activity requires minimal time both during and after business hours.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
September 1994 - June 2009 · 14 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1983 - September 1994 · 10 yrs 11 mos
State Registrations27 states
ARAZCACOCTFLIAIDILINMAMDMIMNNCNHNMNVNYOHORSCSDTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.