Thomas Edwards
Thomas Edwards is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Seattle, WA, with 39 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4200 Southwest Edmunds St, Seattle, WA, 98116
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2008Customer Dispute
January 2006Employment Separation After Allegations
May 1996Other Business Activities
Thomas owns rental property through 1618 Thunder Road LLC since 2017. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wm Financial Services, INC.Broker
Continental Investors Services, INC.Broker
Gruntal & CO., L.L.C.Broker
Ragen Mackenzie IncorporatedBroker
Interpacific Investors Services, INC.Broker
Murphey Favre, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.