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Thomas Edwards

U.S. Bancorp Advisors, LLC
40 Years of Experience
Seattle, WA
3 DisclosuresBroker
View SEC Summary
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Thomas Edwards is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Seattle, WA, with 40 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

4200 Southwest Edmunds St, Seattle, WA, 98116

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Settled
Customer Dispute
January 2006
Denied
Employment Separation After Allegations
May 1996
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas owns rental property through 1618 Thunder Road LLC since 2017. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
September 2004 - February 2026 · 21 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
October 2003 - February 2026 · 22 yrs 4 mos
Banc of America Investment Services, INC.
March 2002 - October 2003 · 1 yr 7 mos
Banc of America Investment Services, INC.Broker
February 2001 - October 2003 · 2 yrs 8 mos
Wm Financial Services, INC.Broker
June 1999 - February 2001 · 1 yr 8 mos
Continental Investors Services, INC.Broker
April 1999 - June 1999 · 2 mos
Gruntal & CO., L.L.C.Broker
October 1996 - April 1997 · 6 mos
Ragen Mackenzie IncorporatedBroker
September 1992 - May 1996 · 3 yrs 8 mos
Interpacific Investors Services, INC.Broker
March 1986 - September 1992 · 6 yrs 6 mos
Murphey Favre, INC.Broker
October 1983 - February 1986 · 2 yrs 4 mos
State Registrations24 states
AKAZCACOFLGAHIIDILINMAMEMNMOMTNJNVNYORPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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