Stephen Caton is a CFP-designated registered investment advisor at Patron Partners, LLC, based in Houston, TX, with 42 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 164 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Patron Partners' annual investment management fee is a percentage of the value of your investments. The fee typically ranges from 0.50% to 2.00% per year, but may be negotiable based on the size of your account, complexity of asset structures, and other factors. In limited circumstances, a flat fee between $1,000 and $100,000 per year may be charged. The fee is paid quarterly, in advance, with adjustments made for deposits and withdrawals greater than $25,000 during the quarter.
Location
11700 Katy Freeway, Suite 100, Houston, TX, 77079
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an insurance agent servicing clients, with time commitment varying based on client needs. He is also an investor in Patron Capital, Inc., a holding company, but currently has no responsibilities beyond the initial contribution.
Employment History
Current Registrations
Patron Partners, LLC
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.