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Robert Boggs

Stifel, Nicolaus & Company, Incorporated
42 Years of Experience
Frontenac, MO
1 DisclosureBroker
View SEC Summary
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Robert Boggs is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Frontenac, MO, with 42 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2021 S. Lindbergh Blvd., Frontenac, MO, 63131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert serves as an Elder at Central Presbyterian Church, assisting with leadership and congregational matters. This activity requires a few hours per week and is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 2024 - Present · 2 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
October 2024 - Present · 2 yrs
Previous Registrations
Raymond James & Associates, INC.
February 2014 - October 2024 · 10 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2014 - October 2024 · 10 yrs 8 mos
Wells Fargo Advisors, LLC
November 2010 - February 2014 · 3 yrs 3 mos
Wells Fargo Advisors, LLCBroker
January 2008 - February 2014 · 6 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
November 1989 - January 2008 · 18 yrs 2 mos
Edward D. Jones & CO., L.P.Broker
October 1983 - November 1989 · 6 yrs 1 mo
State Registrations28 states
ALCACOFLIAIDILINKSKYLAMAMDMIMOMSMTNCNHNJNYOHOKORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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