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Richard Murphy

Stifel, Nicolaus & Company, Incorporated
53 Years of Experience
Frontenac, MO
1 DisclosureBroker
View SEC Summary
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Richard Murphy is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Frontenac, MO, with 53 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2021 S. Lindbergh Blvd., 3rd FLOOR, Frontenac, MO, 63131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is the owner of Green Wing Farms, involved in farming and hunting activities, dedicating a few hours per week. He is also a trustee of a family trust.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 2019 - Present · 7 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
October 2019 - Present · 7 yrs
Previous Registrations
Shearson Lehman Hutton INC.Broker
April 1988 - April 1988 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1988 - October 2019 · 31 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 1988 - October 2019 · 31 yrs 7 mos
White, Weld & CO. IncorporatedBroker
June 1976 - April 1978 · 1 yr 10 mos
Newhard, Cook & CO. IncorporatedBroker
May 1973 - June 1976 · 3 yrs 1 mo
E. F. Hutton & Company INCBroker
April 1973 - April 1988 · 15 yrs
State Registrations22 states
ARCACOFLGAILINMAMDMIMOMTNCNVNYOKORTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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