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Kevyn Schroeder

Stifel, Nicolaus & Company, Incorporated
42 Years of Experience
Frontenac, MO
1 DisclosureBroker
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Kevyn Schroeder is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Frontenac, MO, with 42 years of industry experience. Kevyn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2021 S. Lindbergh Blvd., 3rd FLOOR, Frontenac, MO, 63131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevyn is involved with several non-profit healthcare organizations. These activities include committee and board membership, fundraising, and conducting board meetings, taking minimal time each month.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
October 2019 - Present · 7 yrs
Stifel, Nicolaus & Company, Incorporated
October 2019 - Present · 7 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2000 - October 2019 · 19 yrs 7 mos
Shearson Lehman Hutton INC.Broker
April 1988 - April 1988 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1988 - October 2019 · 31 yrs 7 mos
E. F. Hutton & Company INCBroker
August 1986 - April 1988 · 1 yr 8 mos
Thomson Mckinnon Securities INC.Broker
April 1984 - August 1986 · 2 yrs 4 mos
State Registrations25 states
AZCACOFLILINKSLAMAMDMNMONCNENYOHOKORRISCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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