KM
KM

Kurt Maier

42 Years of Experience
Las Vegas, NV
2 DisclosuresBroker

Kurt Maier is a registered investment advisor at UBS Financial Services INC., based in Las Vegas, NV, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

10801 W. Charleston Blvd, Las Vegas, NV, 89135

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Settled
Customer Dispute
September 2002
Settled
Employment History
Current Registrations
UBS Financial Services INC.Broker
November 2015 - Present · 10 yrs 6 mos
UBS Financial Services INC.
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
September 2008 - December 2015 · 7 yrs 3 mos
Credit Suisse Securities (USA) LLC
September 2008 - December 2015 · 7 yrs 3 mos
Lehman Brothers INC.
May 2004 - October 2008 · 4 yrs 5 mos
Lehman Brothers INC.Broker
April 2001 - October 2008 · 7 yrs 6 mos
Chase Securities INC.Broker
February 2000 - April 2001 · 1 yr 2 mos
Hambrecht & Quist LLCBroker
June 1995 - February 2000 · 4 yrs 8 mos
Sutro & CO. IncorporatedBroker
October 1983 - June 1995 · 11 yrs 8 mos
State Registrations29 states
AZCACOCTDCDEFLGAIDILMAMDMEMIMNNCNENHNVNYOHORRITXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kurt Maier - Financial Advisor | TrueAdvisor