Maxwell Marsico
Maxwell Marsico is a registered investment advisor at UBS Financial Services INC., based in Las Vegas, NV, with 2 years of industry experience. Maxwell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
10801 W Charleston Boulevard, Suite 400, Las Vegas, NV, 89135
Get directionsHistory
Regulatory History (2)
Financial
June 2024Financial
March 2023Other Business Activities
Maxwell is an independent contractor providing business consulting services to IntelliEvent, a SaaS company. He dedicates about half of his time to this activity, working outside of his normal hours at UBS.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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