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Herbert Hollender

Ameriprise Financial Services, LLC
42 Years of Experience
Middleton, MA
Broker
View SEC Summary
View SEC Summary

Herbert Hollender is a registered investment advisor at Ameriprise Financial Services, LLC, based in Middleton, MA, with 42 years of industry experience. Herbert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

35 Village Rd Ste 500, Middleton, MA, 01949

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Herbert owns a single-family real estate property since 2020. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2020 - Present · 5 yrs 11 mos
Ameriprise Financial Services, LLC
November 2020 - Present · 5 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
June 2008 - November 2020 · 12 yrs 5 mos
UBS Financial Services INC.
June 2008 - November 2020 · 12 yrs 5 mos
Wachovia Securities, LLC
July 2003 - June 2008 · 4 yrs 11 mos
Wachovia Securities, LLCBroker
July 2003 - June 2008 · 4 yrs 11 mos
Prudential Securities Incorporated
May 2000 - July 2003 · 3 yrs 2 mos
Prudential Securities IncorporatedBroker
May 2000 - July 2003 · 3 yrs 2 mos
Painewebber IncorporatedBroker
November 1993 - June 2000 · 6 yrs 7 mos
Smith Barney Shearson INC.Broker
July 1993 - November 1993 · 4 mos
Lehman Brothers INC.Broker
August 1985 - July 1993 · 7 yrs 11 mos
E. F. Hutton & Company INCBroker
October 1983 - August 1985 · 1 yr 10 mos
State Registrations10 states
AZCACTFLILMANJNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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