Richard Parnigoni
Richard Parnigoni is a registered investment advisor at Aegis Capital CORP., based in Windham, NH, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
Windham, NH
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is associated with ACC Agency, Inc., a general insurance agency, as a producer/agent since December 2023. He dedicates a few hours per week to this business, including during securities trading hours.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Aegis Capital CORP.
Previous Registrations
Pin Wealth
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Securities America, INC.Broker
Securities America Advisors, INC.
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Investors Capital Advisory
Investors Capital CORP.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Cantella & CO., INC.
Cantella & CO., INC.Broker
TD Wealth Management Services INC.
TD Wealth Management Services INC.Broker
Bancnorth Investment Group, INC.Broker
Primevest Financial Services, INC.
Jesup & Lamont Securities CORP.
Jesup & Lamont Securities CORPBroker
Moors & Cabot, INC.Broker
Leerink Swann & CompanyBroker
Gruntal & CO., L.L.C.Broker
Lehman Brothers INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Bear, Stearns & CO. INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Financial Sciences, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.