Richard Bone
Richard Bone is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 42 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
120 S Riverside Plaza, Suite 700, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is approved to be an officer/director of one or more affiliates as needed. This is done concurrently and as a part of normal routine with the broker/dealer.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Howe Barnes Capital Management, INC.
Howe Barnes Hoefer & Arnett, INC.Broker
First Union Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Walnut Street Securities, INC.Broker
Investors Brokerage Services, INC.Broker
American Capital Equities, INC.Broker
General American Life Insurance CompanyBroker
Anchor National Financial Services, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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