Richard Brendza
Richard Brendza is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
120 S Riverside, Suite 700, Chicago, IL, 60606
Get directionsHistory
Regulatory History (4)
Regulatory
May 2023Regulatory
August 2022Regulatory
May 2022Employment Separation After Allegations
April 2018Other Business Activities
Richard is a partner in 921 Columbus LLC and DGB Family Partnership, both rental real estate ventures. He also owns DGB Management LLC, formed to limit liability related to residential real estate, and occasionally performs janitorial/maintenance work; these activities require minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations29 states
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