RM
RM
Rodric Mackay
38 Years of Experience
Chicago, IL
1 DisclosureBroker
Rodric Mackay is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
120 S Riverside, Suite 700, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2009Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
January 2001 - September 2016 · 15 yrs 8 mos
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
July 1996 - September 1997 · 1 yr 2 mos
Goldman, Sachs & CO.Broker
April 1989 - July 1996 · 7 yrs 3 mos
Kidder, Peabody & CO. IncorporatedBroker
September 1985 - May 1987 · 1 yr 8 mos
E. F. Hutton & Company INCBroker
June 1985 - July 1985 · 1 mo
State Registrations20 states
AZCACODEFLILINMAMIMNNCNYOHORTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.