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Suzanne Marshall

Stifel, Nicolaus & Company, Incorporated
41 Years of Experience
Indianapolis, IN
1 DisclosureBroker
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Suzanne Marshall is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Indianapolis, IN, with 41 years of industry experience. Suzanne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

600 E. 96th Street, Indianapolis, IN, 46240

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Suzanne is the treasurer and a board member for Pet Friendly Services of Indiana Inc, where she reviews financials and assists with budget preparation, dedicating a few hours per week. She is also a board member for The Rotary Club of Indianapolis, overseeing committees and activities, dedicating about 10-20% of her time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
February 2017 - Present · 9 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
February 2017 - Present · 9 yrs 8 mos
Previous Registrations
Sanctuary Securities, INC.Broker
March 2024 - March 2024 · 0 mos
Sanctuary Advisors, LLC
March 2024 - March 2024 · 0 mos
City Securities Corporation
October 2010 - February 2017 · 6 yrs 4 mos
City Securities CorporationBroker
October 2010 - February 2017 · 6 yrs 4 mos
PNC Investments
November 2009 - October 2010 · 11 mos
PNC InvestmentsBroker
November 2009 - October 2010 · 11 mos
Natcity Investments, INC.
October 2009 - November 2009 · 1 mo
Natcity Investments, INC.Broker
July 1995 - November 2009 · 14 yrs 4 mos
Raffensperger, Hughes & CO., INC.Broker
February 1986 - July 1995 · 9 yrs 5 mos
Painewebber IncorporatedBroker
October 1983 - January 1985 · 1 yr 3 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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