Suzanne Marshall
Suzanne Marshall is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Indianapolis, IN, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
8900 Keystone Crossing, Suite 300, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2007Other Business Activities
Suzanne is the treasurer and a board member for Pet Friendly Services of Indiana Inc, where she reviews financials and assists with budget preparation, dedicating a few hours per week. She is also a board member for The Rotary Club of Indianapolis, overseeing committees and activities, dedicating about 10-20% of her time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Sanctuary Securities, INC.Broker
Sanctuary Advisors, LLC
City Securities Corporation
City Securities CorporationBroker
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Raffensperger, Hughes & CO., INC.Broker
Painewebber IncorporatedBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.