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Scott Vender

42 Years of Experience
Chicago, IL
3 DisclosuresBroker

Scott Vender is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

233 South Wacker Drive, Suite 8600, Chicago, IL, 60606

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Settled
Customer Dispute
July 2009
Denied
Customer Dispute
August 2008
Settled
Other Business Activities

Scott is a part owner and record keeper in Brothers JV, making private investments since 2010. He also serves as an officer for Vender the lender LLC and a trustee/co-trustee for a trust in Scottsdale, Arizona, dedicating minimal time to these roles.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Jefferies Investment Advisers, LLC
May 2005 - February 2009 · 3 yrs 9 mos
Jefferies & Company, INC.Broker
November 2004 - February 2009 · 4 yrs 3 mos
Credit Suisse First Boston LLCBroker
January 2003 - December 2004 · 1 yr 11 mos
Credit Suisse First Boston
January 2003 - December 2004 · 1 yr 11 mos
Donaldson Lufkin & Jenrette Securities Corporation
June 1998 - January 2003 · 4 yrs 7 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
June 1992 - January 2003 · 10 yrs 7 mos
Painewebber IncorporatedBroker
May 1989 - June 1992 · 3 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
September 1985 - June 1989 · 3 yrs 9 mos
Dean Witter Reynolds INC.Broker
November 1983 - September 1985 · 1 yr 10 mos
State Registrations46 states
AKALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.