Wayne Sprenger
Wayne Sprenger is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Colorado Springs, CO, with 40 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2150 Hollow Brook Drive Ste 210, Colorado Springs, CO, 80918
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wayne operates under the DBA Ascent Financial Strategies LLC and is an independent representative with Benefit Consultants Inc for fixed products. He also works as an insurance agent selling life, health, disability, annuities, and long-term care products, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Girard Securities, INC.Broker
Girard Securities, INC.
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Wayne E. Sprenger, Financial Planning
Walnut Street Advisers INC
Walnut Street Securities, INC.Broker
Consolidated Investment Services, INC.Broker
Vsr Financial Services, INC.Broker
Consolidated Investment Services, INC.Broker
Anchor National Financial Services, INC.Broker
Anchor National Financial Services, INC.Broker
First American National Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.