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Buster Shepherd

Cetera Investment Advisers LLC
44 Years of Experience
Colorado Springs, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Buster Shepherd is a registered investment advisor at Cetera Investment Advisers LLC, based in Colorado Springs, CO, with 44 years of industry experience. Buster is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Colorado Springs, CO

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History

Regulatory History (1)
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Customer Dispute
June 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Buster is an independent insurance agent selling fixed insurance products since 2006, dedicating nearly full-time hours to this. He also owns Summit Region LLC, created to serve as a family caregiver, and farmland for rental purposes.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
March 2006 - June 2021 · 15 yrs 3 mos
Voya Financial Advisors, INC.Broker
November 2005 - June 2021 · 15 yrs 7 mos
Sammons Securities Company, LLCBroker
June 2005 - October 2005 · 4 mos
American General Securities IncorporatedBroker
October 2002 - December 2004 · 2 yrs 2 mos
American General Securities Incorporated
March 2001 - December 2004 · 3 yrs 9 mos
Franklin Financial Services CorporationBroker
July 1981 - October 2002 · 21 yrs 3 mos
State Registrations21 states
AKAZCACOFLIDILINKSMNMTNCNENJNMOKORTXUTWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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