BS
BS
Buster Shepherd
44 Years of Experience
Colorado Springs, CO
1 DisclosureBrokerSells Insurance
Buster Shepherd is a registered investment advisor at Cetera Investment Advisers LLC, based in Colorado Springs, CO, with 44 years of industry experience. Buster operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Colorado Springs, CO
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Regulatory History (1)
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Customer Dispute
June 2009Denied
Other Business ActivitiesSells Insurance
Buster is an independent insurance agent selling fixed insurance products since 2006, dedicating nearly full-time hours to this. He also owns Summit Region LLC, created to serve as a family caregiver, and farmland for rental purposes.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
March 2006 - June 2021 · 15 yrs 3 mos
Voya Financial Advisors, INC.Broker
November 2005 - June 2021 · 15 yrs 7 mos
Sammons Securities Company, LLCBroker
June 2005 - October 2005 · 4 mos
American General Securities IncorporatedBroker
October 2002 - December 2004 · 2 yrs 2 mos
American General Securities Incorporated
March 2001 - December 2004 · 3 yrs 9 mos
Franklin Financial Services CorporationBroker
July 1981 - October 2002 · 21 yrs 3 mos
State Registrations20 states
AKAZCACOFLIDINKSMNMTNCNENJNMOKORTXUTWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.