GB
GB

Guy Brannum

40 Years of Experience
Aiea, HI
1 DisclosureBroker

Guy Brannum is a registered investment advisor at Allstate Financial Advisors, LLC, based in Aiea, HI, with 40 years of industry experience. Guy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.

Compensation
N/A
Firm Size
336 advisors
Number of Clients
280 clients
Average Client Portfolio
$293K average
Assets Under Management
$82.0M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.

Loading...

Location

98-029 Hekaha St Ste 5, Aiea, HI, 96701-4917

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Settled
Employment History
Current Registrations
Allstate Financial Advisors, LLC
December 2023 - Present · 2 yrs 5 mos
Allstate Financial Services, LLCBroker
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
J. W. Cole Advisors, INC.
January 2013 - December 2022 · 9 yrs 11 mos
J.W. Cole Financial, INC.Broker
January 2013 - November 2023 · 10 yrs 10 mos
LPL Financial LLC
September 2003 - December 2012 · 9 yrs 3 mos
LPL Financial LLCBroker
September 2003 - December 2012 · 9 yrs 3 mos
AXA Advisors, LLC
November 2000 - September 2003 · 2 yrs 10 mos
AXA Advisors, LLCBroker
February 1986 - September 2003 · 17 yrs 7 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1986 - January 2000 · 13 yrs 11 mos
Equico Securities, INC.Broker
January 1984 - June 1984 · 5 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1984 - June 1984 · 5 mos
State Registrations3 states
HIORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Guy Brannum - Financial Advisor | TrueAdvisor