Benjamin Wong is a CFP-designated registered investment advisor at Mariner Wealth, based in Pleasanton, CA, with 42 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
7011 Koll Center Parkway, Ste. 260, Pleasanton, CA, 94566
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin is involved in fixed insurance sales and the sales of music performances. He is also the President of Benjamin W. Wong & Associates Inc. (holding for investment assets, minimal time commitment) and President of an inactive corporation, 4140 Grant Partners, Inc.
Employment History
Current Registrations
Mariner Wealth
Previous Registrations
Msec, LLCBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Financial Telesis INCBroker
Financial Telesis, INC.
Foothill Securities, INC.
Foothill Securities, INC.Broker
First Affiliated Securities, INC.Broker
Pfg Securities, INC.Broker
Washington National Equity CompanyBroker
Waddell & Reed, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.