Shabina Rafiq is a ChFC-designated registered investment advisor at Mariner Wealth, based in Pleasanton, CA, with 24 years of industry experience. Shabina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
7011 Koll Center Parkway, Suite 260, Pleasanton, CA, 94566
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shabina is a notary public, a non-investment related activity conducted at the branch. She is also a registered representative with MSEC, LLC.
Employment History
Current Registrations
Mariner Wealth
Msec, LLCBroker
Previous Registrations
Commonwealth Financial NetworkBroker
Financial Telesis INCBroker
Foothill Securities, INC.Broker
Atlas Securities, LLCBroker
Atlas Securities, INC.Broker
State Registrations1 state
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