PH
CFP
PH
CFP
Peter Hawkins is a CFP-designated registered investment advisor, based in Woodbury, NY, with 42 years of industry experience.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
Get directionsHistory
Regulatory History (6)
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Financial
August 2023Final
Financial
May 2023Pending
Financial
April 2023Pending
Financial
March 2023Pending
Financial
September 2022Final
Financial
August 2022Final
Other Business ActivitiesSells Insurance
Peter has been a life insurance agent selling non-variable insurance in Darien, CT since 2014. This activity is investment-related.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Vanderbilt Advisory Services
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
United Planners' Financial Services of America a Limited Partner
November 2006 - April 2024 · 17 yrs 5 mos
United Planners' Financial Services of America a Limited PartnerBroker
July 2001 - April 2024 · 22 yrs 9 mos
Nathan & Lewis Securities, INC.Broker
February 1984 - July 2001 · 17 yrs 5 mos
Equity Services, INC.Broker
January 1984 - February 1984 · 1 mo
State Registrations5 states
AKCTFLNCNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.