Bruce Vollrath
Bruce Vollrath is a registered investment advisor at Lasalle St. Investment Advisors, L.L.C., based in Frankfort, IL, with 42 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 11,941 clients with $4.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.80% |
| $2.0M - $5.0M | 1.60% |
| $5.0M - $10.0M | 1.40% |
| $10M+ | 1.40% |
Fees are negotiable for accounts over $10,000,001. This schedule is for the LaSalle St. Asset Management Program (LAMP). LSIA also has a separate fee schedule for Managed Programs.
Fee Estimator
Location
14 S Hickory St, Frankfort, IL, 60423
Get directionsHistory
Regulatory History (7)
Regulatory
May 1997Employment Separation After Allegations
August 1996Customer Dispute
August 1994Customer Dispute
October 1993Customer Dispute
January 1993Customer Dispute
December 1989Regulatory
April 1989Other Business ActivitiesSells Insurance
Bruce sells fixed insurance products and is a registered advisor with LSIA. The filing does not specify the time commitment for these activities.
Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
Lasalle St Securities, L.L.C.Broker
Previous Registrations
Chicago Capital Management Advisors, LLC
Prudential Securities IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.