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Bruce Vollrath

Lasalle St. Investment Advisors, L.L.C.
42 Years of Experience
Frankfort, IL
7 DisclosuresBrokerSells Insurance
View SEC Summary
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Bruce Vollrath is a registered investment advisor at Lasalle St. Investment Advisors, L.L.C., based in Frankfort, IL, with 42 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 14,284 clients with $5.7B in assets under management.

Lasalle St. Investment Advisors, L.L.C.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
161 advisors
Number of Clients
14,284 clients
Average Client Portfolio
$402K average
Assets Under Management
$5.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $3.0M0.90%
$3.0M - $5.0M0.80%
$5M+0.70%

Schedule reflects the firm's managed discretionary program. Firm also offers the LaSalle St. Asset Management Program (LAMP) with higher suggested rates, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14 S Hickory St, Frankfort, IL, 60423

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1997
Final
Employment Separation After Allegations
August 1996
Customer Dispute
August 1994
Settled
Customer Dispute
October 1993
Settled
Customer Dispute
January 1993
Award / Judgment
Customer Dispute
December 1989
Settled
Regulatory
April 1989
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bruce sells fixed insurance products and is a registered advisor with LSIA. The filing does not specify the time commitment for these activities.

Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
May 2015 - Present · 11 yrs 5 mos
Lasalle St Securities, L.L.C.Broker
October 1996 - Present · 30 yrs
Previous Registrations
Chicago Capital Management Advisors, LLC
February 2005 - November 2008 · 3 yrs 9 mos
Prudential Securities IncorporatedBroker
November 1983 - September 1996 · 12 yrs 10 mos
State Registrations16 states
AZCAFLGAIAILINKYMINJNMPATNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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