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Dennis Tierney

Lasalle St. Investment Advisors, L.L.C.
42 Years of Experience
Frankfort, IL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Dennis Tierney is a registered investment advisor at Lasalle St. Investment Advisors, L.L.C., based in Frankfort, IL, with 42 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 14,284 clients with $5.7B in assets under management.

Lasalle St. Investment Advisors, L.L.C.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
161 advisors
Number of Clients
14,284 clients
Average Client Portfolio
$402K average
Assets Under Management
$5.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $3.0M0.90%
$3.0M - $5.0M0.80%
$5M+0.70%

Schedule reflects the firm's managed discretionary program. Firm also offers the LaSalle St. Asset Management Program (LAMP) with higher suggested rates, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14 S Hickory St, Frankfort, IL, 60423

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2005
Denied
Customer Dispute
May 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dennis is associated with LaSalle St. Investment Advisors, L.L.C., a registered investment advisor, and also sells fixed insurance products.

Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
November 2005 - Present · 20 yrs 11 mos
Lasalle St Securities, L.L.C.
November 2005 - Present · 20 yrs 11 mos
Lasalle St Securities, L.L.C.Broker
November 2005 - Present · 20 yrs 11 mos
Previous Registrations
Wachovia Securities, LLC
June 2001 - November 2005 · 4 yrs 5 mos
Wachovia Securities, LLCBroker
April 2001 - November 2005 · 4 yrs 7 mos
Prudential Securities IncorporatedBroker
December 1987 - May 2001 · 13 yrs 5 mos
Pruco Securities CorporationBroker
June 1984 - May 2001 · 16 yrs 11 mos
State Registrations12 states
CAFLGAILINLAMIMONMNVOHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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