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Steven Behrle

Prospera Financial Services, INC.
42 Years of Experience
Irvine, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Behrle is a registered investment advisor at Prospera Financial Services, INC., based in Irvine, CA, with 42 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Spectrum Center Dr, Suite 900, Irvine, CA, 92618

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001
Denied
Customer Dispute
February 1989
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven uses the marketing name Behrle-Bergin to facilitate securities business through B. Riley Wealth Management, dedicating full-time hours to this. He also established AMHO Investments, Inc. for bill paying purposes, and is an agent selling Medicare, dedicating minimal time to this.

Employment History
Current Registrations
Prospera Financial Services, INC.
September 2025 - Present · 1 yr 1 mo
Prospera Financial Services, INC.Broker
September 2025 - Present · 1 yr 1 mo
Previous Registrations
B. Riley Wealth Advisors, INC.
July 2022 - September 2025 · 3 yrs 2 mos
B. Riley Wealth ManagementBroker
August 2020 - September 2025 · 5 yrs 1 mo
B Riley Wealth Management
August 2020 - December 2022 · 2 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2007 - August 2020 · 13 yrs 3 mos
Wells Fargo Advisors Financial Network, LLC
May 2007 - August 2020 · 13 yrs 3 mos
Wachovia Securities, LLC
July 2003 - May 2007 · 3 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - May 2007 · 3 yrs 10 mos
Prudential Securities Incorporated
July 1999 - July 2003 · 4 yrs
Prudential Securities IncorporatedBroker
July 1999 - July 2003 · 4 yrs
Painewebber IncorporatedBroker
November 1983 - July 1999 · 15 yrs 8 mos
State Registrations21 states
AKAZCACOFLGAIDILLAMANVNYORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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