Steven Behrle
Steven Behrle is a registered investment advisor at Prospera Financial Services, INC., based in Irvine, CA, with 42 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
100 Spectrum Center Dr, Suite 900, Irvine, CA, 92618
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2001Customer Dispute
February 1989Other Business ActivitiesSells Insurance
Steven uses the marketing name Behrle-Bergin to facilitate securities business through B. Riley Wealth Management, dedicating full-time hours to this. He also established AMHO Investments, Inc. for bill paying purposes, and is an agent selling Medicare, dedicating minimal time to this.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
B. Riley Wealth Advisors, INC.
B. Riley Wealth ManagementBroker
B Riley Wealth Management
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.