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Dennis Robberecht

42 Years of Experience
Roseville, CA
6 DisclosuresBroker

Dennis Robberecht is a registered investment advisor at Hilltop Securities INC., based in Roseville, CA, with 42 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
180 advisors
Number of Clients
2,241 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)

The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.

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Location

3400 Douglas Blvd., Suite 100, Roseville, CA, 95661

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2020
Denied
Customer Dispute
June 2019
Denied
Customer Dispute
May 2015
Denied
Customer Dispute
March 2008
Closed-No Action
Customer Dispute
February 2000
Denied
Customer Dispute
December 1992
Settled
Other Business Activities

Dennis is an investor in Entransco Energy LLC, an oil and gas drilling and harvesting company, since July 2018. He devotes minimal time to this activity and sees no conflicts of interest.

Employment History
Current Registrations
Hilltop Securities INC.
November 2008 - Present · 17 yrs 6 mos
Hilltop Securities INC.Broker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
M. L. Stern & CO, LLC.
January 2004 - December 2008 · 4 yrs 11 mos
M.L. Stern & CO., LLC.Broker
January 1984 - December 2008 · 24 yrs 11 mos
State Registrations36 states
AKALARAZCACOCTDCFLGAHIIDILKSLAMAMDMEMIMSMTNCNMNVNYOHOKORSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Robberecht - Financial Advisor | TrueAdvisor