Donald Wells is a registered investment advisor, based in Seattle, WA, with 39 years of industry experience.
Location
Seattle, WA
Get directionsHistory
Regulatory History (4)
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Customer Dispute
October 2024Pending
Customer Dispute
March 2022Settled
Regulatory
March 2016Final
Customer Dispute
October 2003Denied
Other Business ActivitiesSells Insurance
Donald is a licensed insurance agent since 1981 and spends a few hours per week selling fixed, term, or equity index insurance products. He also works full-time as an investment advisor representative at Realta Investment Advisors, Inc. and dedicates a few hours per week as a flight attendant for Alaska Airlines.
Employment History
Current Registrations
Realta Equities, INC.Broker
July 2023 - Present · 2 yrs 9 mos
Realta Equities, INC.
July 2023 - Present · 2 yrs 9 mos
Realta Investment Advisors, INC
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
Titan Securities
December 2017 - June 2023 · 5 yrs 6 mos
Titan SecuritiesBroker
March 2010 - June 2023 · 13 yrs 3 mos
Kms Financial Services, INC
October 2008 - September 2009 · 11 mos
Kms Financial Services, INC.Broker
October 2008 - September 2009 · 11 mos
Investment Advisors International, INC.
May 2007 - October 2008 · 1 yr 5 mos
World Group Securities, INC.Broker
April 2002 - October 2008 · 6 yrs 6 mos
Wma Securities, INC.Broker
June 1994 - April 2002 · 7 yrs 10 mos
Intersecurities, INC.Broker
April 1992 - June 1994 · 2 yrs 2 mos
First American National Securities, INC.Broker
December 1983 - April 1990 · 6 yrs 4 mos
State Registrations3 states
IDTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.