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Gene Hiser

Sequoia Wealth Management, LLC
42 Years of Experience
Barrington, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gene Hiser is a registered investment advisor at Sequoia Wealth Management, LLC, based in Barrington, IL, with 42 years of industry experience. Gene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 1,640 clients with $600M in assets under management.

Sequoia Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,640 clients
Average Client Portfolio
$366K average
Assets Under Management
$599.6M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum annual advisory fee is 2.50%. Fees are negotiable depending on the scope and complexity of the engagement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Applebee St, Suite 208, Barrington, IL, 60010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gene is a registered representative with LPL Financial since 2012 and is insurance licensed for life and health. He is also an executive committee member for Chicago Baseball Cancer Charities and a trustee for Friends of HE Parks, Hoffman Estates Park District Foundation.

Employment History
Current Registrations
Sequoia Wealth Management, LLC
May 2018 - Present · 8 yrs 5 mos
LPL Financial LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
LPL Financial LLC
January 2012 - June 2018 · 6 yrs 5 mos
Securian Financial Services, INC.
May 2001 - September 2010 · 9 yrs 4 mos
Securian Financial Services, INC.Broker
May 1997 - January 2012 · 14 yrs 8 mos
Mesirow Financial, INC.Broker
August 1996 - June 1997 · 10 mos
MML Investors Services, INC.Broker
December 1992 - July 1996 · 3 yrs 7 mos
MML Investors Services, INC.Broker
September 1988 - October 1992 · 4 yrs 1 mo
Ogilvie & Taylor Securities CorporationBroker
July 1987 - September 1988 · 1 yr 2 mos
MML Investors Services, INC.Broker
May 1984 - October 1992 · 8 yrs 5 mos
Massachusetts Mutual Life Insurance CompanyBroker
April 1984 - August 1987 · 3 yrs 4 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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