James Tierney
James Tierney is a registered investment advisor at Robertson Stephens, based in West Palm Beach, FL, with 41 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,295 clients with $8.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable and typically range from 0.10% to 2.00% based on the size and complexity of the services required. Clients may also negotiate an annual fixed fee.
Fee Estimator
Location
West Palm Beach, FL
Get directionsHistory
Regulatory History (5)
Judgment / Lien
August 2012Judgment / Lien
August 2005Customer Dispute
April 2003Customer Dispute
February 1994Customer Dispute
October 1991Employment History
Current Registrations
Robertson Stephens
Previous Registrations
Robertson Stephens Advisors
Tierney Capital Management
Presidio Capital Advisors LLC
Presidio Capital Advisors, LLCBroker
Caris & Company, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Securities LLCBroker
Montgomery SecuritiesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Salomon Brothers Municipals INCBroker
Salomon Brothers INC.Broker
Lehman Brothers INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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