FB
FB
Fredric Bayles is a registered investment advisor at Morgan Stanley, based in San Diego, CA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4350 La Jolla Village Drive, Suite 1000, San Diego, CA, 92122
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Regulatory History (2)
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Regulatory
July 1998Final
Customer Dispute
October 1993Settled
Other Business Activities
Fredric is a trustee for a family trust since 2004, spending minimal time on it. He is also a FINRA arbitrator since 2005, but currently has no duties related to this role.
Employment History
Current Registrations
Morgan Stanley
May 2016 - Present · 10 yrs
Morgan StanleyBroker
May 2016 - Present · 10 yrs
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - May 2016 · 12 yrs 10 mos
Wells Fargo Advisors, LLCBroker
July 2003 - May 2016 · 12 yrs 10 mos
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
September 1986 - July 2003 · 16 yrs 10 mos
E. F. Hutton & Company INCBroker
December 1983 - September 1986 · 2 yrs 9 mos
State Registrations13 states
AZCACOCTFLILMAMONJNVPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.