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Scott Austin is a registered investment advisor at Morgan Stanley, based in San Diego, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4350 La Jolla Village Drive, Suite 1000, San Diego, CA, 92122
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
February 1997Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Banc of America Investment Services, INC.Broker
July 1999 - March 2009 · 9 yrs 8 mos
Banc of America Investment Services, INC.
May 1998 - March 2009 · 10 yrs 10 mos
Ba Investment Services, INC.Broker
May 1997 - July 1999 · 2 yrs 2 mos
Wells Fargo Securities INC.Broker
November 1995 - March 1997 · 1 yr 4 mos
John Hancock Distributors, INC.Broker
June 1993 - December 1995 · 2 yrs 6 mos
John Hancock Mutual Life Insurance CompanyBroker
June 1993 - December 1995 · 2 yrs 6 mos
Chatfield Dean & CO., INC.Broker
August 1992 - February 1993 · 6 mos
State Registrations28 states
AZCACODEFLGAHIIAIDKYMAMIMNMOMSMTNCNJNVNYOHORPATXUTVAVirgin IslandsWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.