ML
CFP
ML
CFP
Matthew Lord is a CFP-designated registered investment advisor at Morgan Stanley, based in San Diego, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 West Broadway, Suite 1800, San Diego, CA, 92101
Get directionsHistory
Regulatory History (5)
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Customer Dispute
June 2011Settled
Customer Dispute
October 2008Settled
Customer Dispute
October 2008Settled
Customer Dispute
May 2008Settled
Customer Dispute
March 2008Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
September 2008 - June 2009 · 9 mos
Citigroup Global Markets INC.Broker
September 2008 - June 2009 · 9 mos
Banc of America Investment Services, INC.
February 2001 - August 2008 · 7 yrs 6 mos
Banc of America Investment Services, INC.Broker
February 2001 - August 2008 · 7 yrs 6 mos
Wells Fargo Securities INC.Broker
September 1994 - February 2001 · 6 yrs 5 mos
Thomas James Associates, INC.Broker
June 1993 - August 1994 · 1 yr 2 mos
Chatfield Dean & CO., INC.Broker
November 1992 - June 1993 · 7 mos
State Registrations12 states
AZCAGAIDILINMDNVNYTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.