Matthew Lord is a CFP-designated registered investment advisor at Morgan Stanley, based in San Diego, CA, with 33 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
101 West Broadway, Suite 1800, San Diego, CA, 92101
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Regulatory History (5)
Customer Dispute
June 2011Customer Dispute
October 2008Customer Dispute
October 2008Customer Dispute
May 2008Customer Dispute
March 2008Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wells Fargo Securities INC.Broker
Thomas James Associates, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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