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Terrence Hosty

Robert W. Baird & CO. Incorporated
42 Years of Experience
Cincinnati, OH
1 DisclosureBroker
View SEC Summary
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Terrence Hosty is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Cincinnati, OH, with 42 years of industry experience. Terrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

3805 Edwards Rd, Suite 610, Cincinnati, OH, 45209

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2006
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Terrence is a passive investor in Vine Street Venture Fund 2 since 2015 and Greentech Motors Corporation since 2016. He dedicates minimal time to these non-investment related activities.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 7 yrs
Robert W. Baird & CO. Incorporated
October 2019 - Present · 7 yrs
Robert W. Baird & CO. Incorporated
October 2019 - Present · 7 yrs
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
September 2008 - October 2019 · 11 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, LLCBroker
September 2008 - October 2019 · 11 yrs 1 mo
Wachovia Securities, LLCBroker
January 2008 - September 2008 · 8 mos
Wachovia Securities, LLC
January 2008 - September 2008 · 8 mos
A. G. Edwards & Sons, INC.
December 2006 - January 2008 · 1 yr 1 mo
A. G. Edwards & Sons, INC.Broker
December 2006 - January 2008 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
February 2006 - December 2006 · 10 mos
Citigroup Global Markets INC.
February 2006 - December 2006 · 10 mos
Legg Mason Wood Walker INC
November 1999 - February 2006 · 6 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
December 1998 - February 2006 · 7 yrs 2 mos
Painewebber IncorporatedBroker
January 1995 - January 1999 · 4 yrs
Kidder, Peabody & CO. IncorporatedBroker
November 1993 - January 1995 · 1 yr 2 mos
Everen Securities, INC.Broker
September 1990 - November 1993 · 3 yrs 2 mos
Prescott, Ball & Turben, INC.Broker
September 1988 - September 1990 · 2 yrs
Dean Witter Reynolds INC.Broker
December 1987 - September 1988 · 9 mos
E. F. Hutton & Company INCBroker
December 1983 - December 1987 · 4 yrs
State Registrations16 states
AZCADCFLILINKYMAMIMONVOHORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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