AG
AG

Amanda Gall

15 Years of Experience
Cincinnati, OH
3 DisclosuresBroker

Amanda Gall is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Cincinnati, OH, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

3805 Edwards Rd, Suite 610, Cincinnati, OH, 45209

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2023
Pending
Financial
January 2022
Pending
Financial
September 2018
Final
Other Business Activities

Amanda is generally employed by BMG Marketing, conducting promotional beverage tasting events. This takes a few hours per week, with minimal time spent during trading hours.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
May 2017 - October 2019 · 2 yrs 5 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
May 2017 - October 2019 · 2 yrs 5 mos
UBS Financial Services INC.Broker
May 2013 - June 2017 · 4 yrs 1 mo
UBS Financial Services INC.
May 2013 - June 2017 · 4 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, LLC
September 2011 - June 2013 · 1 yr 9 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
November 2010 - June 2013 · 2 yrs 7 mos
Fifth Third Securities, INC.Broker
June 2009 - October 2009 · 4 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.