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Ronald Mason

Ameriprise Financial Services, LLC
42 Years of Experience
Salt Lake City, UT
1 DisclosureBroker
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Ronald Mason is a registered investment advisor at Ameriprise Financial Services, LLC, based in Salt Lake City, UT, with 42 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

60 E South Temple St Ste 950, Salt Lake City, UT, 84111-1004

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 1998
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ronald owns two real estate properties, one since 2018 and another since 2021. These activities are not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2018 - Present · 8 yrs 2 mos
Ameriprise Financial Services, LLC
August 2018 - Present · 8 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLCBroker
January 2006 - September 2018 · 12 yrs 8 mos
RBC Capital Markets, LLC
January 2006 - September 2018 · 12 yrs 8 mos
Wachovia Securities, LLC
July 2003 - January 2006 · 2 yrs 6 mos
Wachovia Securities, LLCBroker
July 2003 - January 2006 · 2 yrs 6 mos
Prudential Securities Incorporated
November 1993 - July 2003 · 9 yrs 8 mos
Prudential Securities IncorporatedBroker
August 1992 - July 2003 · 10 yrs 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - August 1992 · 3 yrs 3 mos
Wilson-Davis & CO., INC.Broker
November 1984 - June 1989 · 4 yrs 7 mos
Richards InvestmentsBroker
December 1983 - October 1984 · 10 mos
State Registrations17 states
AKAZCACOFLIDMTNVNYPASCTNTXUTVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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