TrueAdvisor
TrueAdvisor
PP
PP

Patrick Porter

Ameriprise Financial Services, LLC
42 Years of Experience
Salt Lake City, UT
1 DisclosureBroker
View SEC Summary
View SEC Summary

Patrick Porter is a registered investment advisor at Ameriprise Financial Services, LLC, based in Salt Lake City, UT, with 42 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

60 E South Temple St Ste 950, Salt Lake City, UT, 84111-1004

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 1994
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patrick is a finance committee member on the Board of Directors for Porter. This activity is investment-related and takes a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
January 2017 - Present · 9 yrs 9 mos
Ameriprise Financial Services, LLC
January 2017 - Present · 9 yrs 9 mos
Ameriprise Financial Services, LLC
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
RBC Capital Markets, LLCBroker
March 2009 - February 2017 · 7 yrs 11 mos
RBC Capital Markets, LLC
March 2009 - February 2017 · 7 yrs 11 mos
Wachovia Securities, LLC
July 2003 - March 2009 · 5 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - March 2009 · 5 yrs 8 mos
Prudential Securities Incorporated
February 1991 - July 2003 · 12 yrs 5 mos
Prudential Securities IncorporatedBroker
June 1984 - July 2003 · 19 yrs 1 mo
State Registrations43 states
AKALAZCACOCTDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMTNCNENJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Salt Lake City, UT →All financial advisors in Utah →